A central public resource for legal and regulatory documents related to digital assets, cryptocurrencies and blockchain innovation in the United States.
Legal Cases
U.S. SEC v. Ripple Labs, et al
U.S. District Court, Southern District of New York, CASE #: 1:20-cv-10832
- Summary of Ripple’s Wells Submission. December 2020
- SEC complaint against Ripple Labs, et al. December 22, 2020.
- Ripple Labs FOIA Request for SEC Records RE: ETH Determination and PRC Crypto Control. January 25, 2021
- Ripple Labs Answer to SEC’s Complaint. January 29, 2021.
- Proposed Civil Case Management Plan and Scheduling Order and Joint Submission. February 15, 2021.
- Amended Complaint. February 18, 2021.
- Letter to Judge Analisa Torres regarding Anticipated Motion to Dismiss on behalf of Defendant Brad Garlinghouse. March 3, 2021
- Letter to Judge Analisa Torres regarding Anticipated Motion to Dismiss on behalf of Defendant Chris Larsen. March 3, 2021
- Ripple Labs Answer to SEC’s Amended Complaint. March 4, 2021.
- SEC Response to Defendant’s (Ripple) Anticipated Motion to Dismiss Letter. March 9, 2021
- Letter to Judge Analisa Torres on behalf of Defendants Garlinghouse and Larsen requesting a conference regarding SEC Requests for Production of personal financial information. March 11, 2021.
- Memorandum of Law in Support of Motion to Intervene (Deaton). March 14, 2021
- Motion to Intervene (Deaton). March 14, 2021
- Letter to Judge Analisa Torres Explaining the Motion to Intervene (Deaton). March 14, 2021
- Letter to Judge Sarah Netburn on SEC Refusal to Comply with Discovery Requests by Defendants (Ripple). March 15, 2021.
- SEC letter to Judge Sarah Netburn in opposition to Ripple Motion on Discovery Requests (Document #72). March 17, 2021
- Transcript of Hearing before Judge Sarah Netburn on SEC Discovery Requests Targeting Defendants’ Personal Information. March 19, 2021.
- Pre-motion Letter to Judge Analisa Torres on Proposed Intervenors Arguments (Deaton). March 19, 2021
- Order from Judge Analisa Torres Granting Deaton’s Motion to Appear Pro Hac Vice. March 19, 2021
- SEC letter to Judge Sarah Netburn in opposition to Ripple Motion to Compel SEC to Produce Discovery. March 22, 2021.
- Order by Judge Sarah Netburn to schedule hearing on Ripple Motion to Compel SEC to Produce Discovery. March 24, 2021.
- Ripple Reply Letter to SEC’s Response Motion on Producing Discovery. March 24, 2021.
- SEC Response to XRP Investors’ Motion to Intervene. March 26, 2021
- Defendants (Ripple) Response to XRP Investors’ Motion to Intervene. March 26, 2021
- Order by Judge Analisa Torres granting XRP Investors’ Request to Submit Motion to Intervene, with timetable for related submissions. March 29, 2021.
- Transcript of Hearing before Judge Sarah Netburn on Ripple Discovery of Internal SEC Communications and Documents. April 6, 2021
- Order by Judge Sarah Netburn granting Motion by Defendants to Reject SEC Discover of Personal Financial Information. April 9, 2021.
- Memorandum of Law in Support of Garlinghouse Motion to Dismiss. April 12, 2021.
- Memorandum of Law in Support of Larsen Motion to Dismiss (Redacted Version). April 12, 2021. (Redactions Removed and Unsealed Version Released February 18, 2022.)
- Letter to Judge Netburn on Behalf of Garlinghouse and Larsen on SEC’s Improper Use of MOUs to Foreign Regulators. April 16, 2021.
- Memorandum of Law in Support of Motion to Intervene. April 19, 2021.
- Request for Oral Arguments by Proposed Intervenors. April 19, 2021.
- Declaration of John E. Deaton in Support of Motion to Intervene. April 19, 2021.
- Proposed Intervenor-Defendant’s Answer to SEC’s First Amended Complaint. April 19, 2021.
- Letter Motion by SEC to Judge Sarah Netburn Requesting Order to Bar Ripple from Accessing Key Discovery Materials. April 21, 2021.
- SEC Memorandum of Law in Support of Motion to Strike Ripple’s Fair Notice Defense (Redacted Version) April 22, 2021. (Redactions Removed and Unsealed Version Released February 18, 2022.)
- SEC Letter to Judge Netburn Opposing Letter Motion from Garlinghouse and Larsen on Improper Use of MOUs to Foreign Regulators. April 23, 2021.
- Letter to Judge Netburn from Ripple Opposing SEC Letter Motion on Discovery. April 28, 2021.
- Supplemental Letter to Judge Netburn from Ripple on SEC’s Improper Use of MOUs to Foreign Regulators. April 29, 2021.
- Ripple, Garlinghouse and Larsen Response to Deaton and XRP Holders’ Motion to Intervene. May 3, 2021.
- SEC Memorandum of Law in Opposition to Deaton and XRP Holders’ Motion to Intervene. May 3, 2021.
- Order from Judge Netburn Granting, in Part, Ripple Letter Motion for Discovery. May 6, 2021.
- Letter Motion by SEC to Judge Netburn re: Documents Filed Under Seal. May 7, 2021.
- Exhibit D to Letter Motion by SEC to Judge Netburn with Ripple Answers and Objections (Doc. 165-4). May 7, 2021.
- Memorandum of Law from Ripple in Opposition to SEC Motion to Strike Fair Notice Defense (Redacted Version). May 13, 2021. (Redactions Removed and Unsealed Versions Released February 18, 2022.)
- SEC Memorandum of Law in Opposition to Garlinghouse and Larsen Motion to Dismiss. May 14, 2021. (Unsealed February 18, 2022.)
- XRP Holders Memorandum of Law in reply to the SEC’s Opposition to the Motion to Intervene. May 17, 2021.
- SEC Opposition to Ripple’s Response to Motion to Intervene by XRP Holders. May 17, 2021.
- Order from Judge Netburn Denying Motion by Defendants on SEC Use of Foreign MOUs. May 19, 2021.
- SEC Letter Motion to Judge Netburn Responding to Ripple’s Opposition to SEC Discovery Motion on Legal Advice Given to Defendants. May 19, 2021.
- Transcript of Hearing Before Judge Sarah Netburn on Discovery of Legal Memos to Ripple. May 21, 2021.
- SEC Memorandum of Law in Reply to Ripple’s Opposition to SEC Motion to Strike Fair Notice Defense. May 27, 2021.
- SEC Exhibit 1 (“The Cornerstone Report”). May 27, 2021.
- Order from Judge Netburn Denying SEC Motion to Compel Ripple to Produce All Legal Advice. May 30, 2021.
- SEC Letter Motion to Judge Torres Requesting 60 Day Extension of Time for Completing Discovery. June 2, 2021.
- Letter Motion for International Discovery from Defendants Garlinghouse and Larsen (Document 213). June 2, 2021.
- Larsen Memorandum of Law Replying to SEC in Further Support of Motion to Dismiss. June 4, 2021. (Unsealed February 18, 2022.)
- Letter Motion from Defendants to Judge Netburn Requesting Discovery Conference. June 4, 2021.
- Proposed Sur-reply by Ripple to SEC Memorandum of Law in Reply to Ripple’s Opposition to Motion to Strike. June 7, 2021.
- Letter Reply from SEC on Ripple’s Sur-reply. June 9, 2021.
- Memorandum of Law in Support of Garlinghouse and Larsen Motion for Issuing of Letters to Request International Judicial Assistance. June 11, 2021.
- Letter Motion for International Discovery from Defendants Garlinghouse and Larsen (Document 240). June 11, 2021.
- SEC Letter to Judge Netburn Seeking to Quash Deposition Subpoena Issued to William Hinman by Defendants. June 24, 2021.
- SEC Letter to Quash: Exhibit B- Declaration of William Hinman in Support of SEC Motion to Quash Deposition Subpoena. June 24, 2021.
- Defendants Response in Opposition to SEC’s Motion to Quash Deposition Subpoena for William Hinman. July 1, 2021.
- SEC Letter to Judge Netburn Further Supporting Motion to Quash Deposition Subpoena Issued to William Hinman by Defendants. July 8, 2021.
- Transcript of Hearing Before Judge Netburn on Motion to Quash Subpoena for Deposition of William Hinman. July 15, 2021.
- Joint Letter from Defendants and SEC to Judge Netburn on “progress made” on scope of Hinman deposition, with additional report anticipated on July 19, 2021. July 16, 2021.
- Supplemental Authority Letter to Judge Analisa Torres from Defendants Garlinghouse and Larsen on Recent Statement by Commissioners Peirce and Roisman on SEC lack of clarity on which digital assets are securities. July 19, 2021.
- Joint Letter from Defendants and SEC to Judge Netburn informing on reaching understanding on the scope of Hinman deposition. July 19, 2021.
- Supplemental Authority Letter to Judge Analisa Torres from Ripple on Recent Statement by Commissioners Peirce and Roisman. July 20, 2021.
- SEC Response Letter to Judge Analisa Torres on Defendants Letter Regarding Recent Statement by Commissioners Peirce and Roisman. July 21, 2021.
- Defendants Response to SEC Response Letter on Recent Statement by Commissioners Peirce and Roisman. July 23, 2021.
- Memorandum of Law in Support of Motion by Brad Garlinghouse on Issuance of Letter of Request for International Discovery Assistance Related to Documents from Binance Holding Ltd (Grand Cayman). August 2, 2021.
- SEC Emergency Letter Motion to Judge Netburn Requesting Discovery Conference on Ripple internal employee communications. August 9, 2021.
- Letter from Defendants to Judge Netburn Requesting a Conference to Discuss Deliberative Process Privilege. August 10, 2021.
- Ripple Response to SEC Letter Motion re: Further Discovery of Slack Messages. August 16, 2021.
- SEC Response to Ripple’s Letter Motion to Compel Production of Discovery Materials. August 17, 2021.
- Exhibit B to SEC Response to Motion to Compel: Limited Excerpts of Hinman Deposition with Redactions. August 17, 2021.
- SEC Motion to Seal Portions of Hinman Deposition and Privilege Logs. August 17, 2021.
- Defendants’ Letter Response to SEC Opposition to Motion to Compel. August 23, 2021.
- Defendants’ Letter Motion to Compel SEC Preclearance Trading Documents & Certifications of SEC employees’ XRP holdings, and Exhibits. August 27, 2021.
- Chris Larsen Letter Motion to Compel SEC Interrogatory Responses, and Exhibits. August 31, 2021.
- Motion for Lilya Tessler to Appear Pro Hac Vice for amicus curiae Chamber of Digital Commerce. August 31, 2021. [Denied and Stricken from docket pending proper Motion for Leave. September 1, 2021.]
- Transcript of Hearing Before Judge Sarah Netburn on SEC Opposition to Motion to Compel Arguing Deliberative Process Privilege. August 31, 2021.
- SEC Response to Defendants’ Motion to Compel SEC Preclearance Trading Documents on Digital Assets. September 3, 2021.
- Ripple’s Response to SEC Motion to Compel Production of Recordings of Meetings. September 7, 2021.
- SEC Response to Motion to Compel Interrogatory Responses. September 8, 2021.
- Ripple and Larsen Letter Response to SEC Reply on Motion to Compel Interrogatory Responses. September 15, 2021.
- Ripple Motion to Seal Excerpts of 2 Exhibits in Motion to Compel Interrogatory Responses. September 16, 2021.
- Order from Judge Netburn Denying Defendants’ Motion to Compel SEC Preclearance Trading Documents & Certifications of SEC Employees’ XRP Holdings. September 21, 2021.
- Letter Motion from Defendants Requesting In Camera Review of SEC Documents Submitted After Hearing. September 24, 2021.
- Letter Motion by SEC Seeking Conference and Protective Order Against Defendants’ 29,947 Requests for Admission. September 29, 2021.
- Letter Reply by Brad Garlinghouse and Chris Larsen to SEC Assertion of Privilege Over Discovery Documents, including “XRP Memo” of June 13, 2018. (Includes Summary Chart of Documents Submitted for In Camera Review.) September 30, 2021.
- Order by Judge Analisa Torres Granting Amici Status to Movants. October 4, 2021.
- Letter Response from Defendants in Opposition to SEC Request for Conference and Protective Order. October 7, 2021.
- Memo Endorsement of Defendants’ Motion Requesting In Camera Review of Additional SEC Documents. October 7, 2021. (Entered October 8, 2021)
- Response from Brad Garlinghouse and Chris Larsen to SEC’s Supplemental Authority in Opposition to Motion to Dismiss. October 12, 2021.
- SEC Response to Defendants’ Response to SEC’s Motion Seeking Conference and Protective Order. October 12, 2021.
- SEC Reply in Support of Order to Compel Ripple on Audio/Video Recordings. October 13, 2021.
- SEC Response to Ripple’s Motion to Seal Transcripts of Audio/Video Recordings. October 14, 2021. [Ripple’s Motion was filed under seal on October 14, 2021.]
- SEC Letter with Submission of Three Additional Documents for In Camera Review. October 15, 2021.
- SEC Letter Requesting Extension of Expert Discovery and Exhibits. October 15, 2021.
- Ripple Letter in Opposition to SEC Request for Extension of Expert Discovery. October 18, 2021.
- Letter Motion from John E. Deaton to Judge Torres Requesting the Court Consider XRP Holders’ Perspective on SEC Request for Extension of Expert Discovery. October 19, 2021.
- Order from Judge Sarah Netburn Denying XRP Holders’ Request to Submit Statement on SEC Request for Extension of Expert Discovery. (Text-Only Order) October 20, 2021.
- Order from Judge Sarah Netburn Granting SEC Motion to Extend Expert Discovery to January 14, 2022. October 20, 2021.
- Order from Judge Netburn on Defendants’ Motion to Compel on Interrogatories and SEC Request for Protective Order Against Defendants’ 29,947 RFAs. October 21, 2021.
- Letter Motion from Ripple, Brad Garlinghouse and Chris Larsen to Seal Exhibits with Letter Reply to SEC’s Letter with Submission of Documents for In Camera Review. October 22, 2021.
- Letter Reply and Request for Conference from Ripple, Brad Garlinghouse and Chris Larsen to SEC’s Letter with Submission of Documents for In Camera Review. October 22, 2021.
- Order from Judge Sarah Netburn granting Defendant’s motion to seal. (Text-Only Order). October 28, 2021.
- Order from Judge Sarah Netburn on Plaintiff’s motion to Compel Ripple recordings (Text-Only Order). November 8, 2021.
- Order from Judge Sarah Netburn for Parties to Submit Supplemental Briefs on Motion to Compel. December 3, 2021.
- Supplemental Brief on Motion to Compel from Defendants regarding Deliberative Process Privilege. December 8, 2021.
- Supplemental Brief on Motion to Compel from SEC regarding Deliberative Process Privilege. December 8, 2021.
- Joint Request from SEC and Defendants for Extension of Time for Expert Discovery. December 10, 2021.
- SEC Letter of Supplemental Authority of Fife to Strike Fair Notice Defense. January 6, 2022.
- Ripple Response to SEC Letter of Supplemental Authority Citing Fife. January 10, 2022.
- Joint Letter to Judge Torres Requesting Extension of Expert Discovery. January 12, 2022.
- Order from Judge Sarah Netburn Approving Joint Motion for Extension of Expert Discovery. January 13, 2022.
- Opinion and Order from Judge Sarah Netburn Partially Granting Defendants’ Motion to Compel SEC to Produce Documents. January 13, 2022.
- SEC Letter to Judge Sarah Netburn Asking for Reconsideration of Order Compelling Production of Drafts of Hinman Speech. January 21, 2022.
- SEC Letter to Judge Analisa Torres Asking for Extension of Time to File Objections. January 21, 2022.
- Defendants’ Response in Opposition to SEC Letter Asking for Reconsideration. January 24, 2022.
- Order Granting in Part SEC Motion for Extension of Time to File Objections (Text-only Order). January 24, 2022.
- SEC Letter of Supplemental Authority in Support of Pending Motion to Strike Ripple Fair Notice Defense. January 27, 2022.
- Ripple Response to SEC Letter of Supplemental Authority in Support of Pending Motion to Strike Fair Notice Defense. January 27, 2022.
- Order by Judge Torres Granting in Part, and Denying in Part, Defendants’ Motions to Seal Exhibits in Motion to Dismiss and Response to Motion to Strike Fair Notice Defense. February 3, 2022.
- Ripple Sur-reply in Opposition to SEC’s Motion to Strike Fair Notice Defense. February 9, 2022.
- Ripple Sur-reply, Exhibit A. February 9, 2022.
- Garlinghouse Motion to Compel Estabrook Notes from SEC, with Exhibits. February 10, 2022.
- SEC Motion for Extension in Response to Garlinghouse Motion to Compel Estabrook Notes. February 11, 2022.
- Garlinghouse Response in Opposition to SEC Motion for Extension on Estabrook Notes. February 11, 2022.
- Letter from Larsen Agreeing to Unsealing Both Legal Memos with No Redactions, and Larsen Email with One Redaction, in Exhibit. February 17, 2022.
- SEC Motion for Partial Reconsideration of Ruling on DPP of Hinman Speech Emails and Meetings Notes. February 17, 2022.
- Order by Judge Analisa Torres Unsealing Larsen Letter, 2012 Perkins Coie Legal Memos and Other Documents. February 18, 2022.
- Unsealed Legal Memo from Perkins Coie Regarding NewCoin, Dated February 8, 2012. February 18, 2022.
- Unsealed Legal Memo from Perkins Coie Regaring Ripple Network/OpenCoin, Dated October 19, 2012. February 18, 2022.
- SEC’s Sur-Sur-Reply In Support of its Motion to Strike. February 22, 2022.
- Ripple’s Response to SEC’s Sur-Sur-Reply In Support of its Motion to Strike. February 22, 2022.
- SEC’s Response to Ripple’s Response to Sur-Sur-Reply. February 23, 2022.
- SEC’s Motion in Opposition to Garlinghouse’s Request for Conference. February 24, 2022.
- Defendants’ Letter Response in Opposition to SEC’s Motion for Partial Consideration on DPP on Hinman Speech, Emails and Meetings Notes. February 25, 2022.
- Garlinghouse Response to SEC Opposition to Motion to Compel Discovery of Estabrook Notes on 2019 Roisman-Ripple Meeting. February 28, 2022.
- Order by Judge Analisa Torres Denying SEC Motion to Strike Ripple’s Fair Notice Defense. March 11, 2022.
- Order by Judge Analisa Torres Denying Motions by Garlinghouse and Larsen to Dismiss. March 11, 2022.
- SEC’s Motion for a Two-Day Extension. March 14, 2022.
- SEC’s Supplemental Letter to a Motion to Dismiss Internal SEC Documents as Irrelevant. March 14, 2022.
- Ripple’s Request to Extend Deadline to SEC’s Claim of Irrelevant Documents. March 15, 2022.
- SEC’s Opposition to Ripple’s Motion to Strike Metz’s Supplemental Report. March 18, 2022.
- SEC’s Motion to Extend Discovery. March 21, 2022.
- Ripple’s Response to SEC’s Supplemental Letter to Motion to Dismiss Documents. March 21, 2022.
- Ripple’s Opposition to SEC’s Request for an Extension. March 21, 2022.
- Order Granting SEC Motion to Extend Discovery. March 23, 2022.
- Individual Defendants First Request for an Extension. March 23, 2022
- SEC’s Request to Redact Portions of Private Notes. March 23, 2022.
- Ripple’s Letter to Support Request for Conference. March 24, 2022.
- Order Granting Individual Defendant’s Motion for an Extension. March 25, 2022.
- Order Granting Motion for Extension of Time to Respond to SEC’s Motion to Redact Notes. March 28, 2022.
- Individual Defendants’ Response to SEC Request to Redact. April 4, 2022.
- Court Order for SEC to Produce Redacted Notes for Review. April 5, 2022.
- SEC Submits Letter to Correct Date of Earlier Testimony. April 6, 2022.
- Defendant Brad Garlinghouse’s Response to SEC’s First Amended Complaint. April 8, 2022.
- Defendant Chris Larsen’s Response to SEC’s First Amended Complaint. April 8, 2022.
- SEC Memo Regarding Redacted Notes. April 11, 2022.
- DPP Reconsideration of Court’s Clarification Opinion – Reconsideration: Denied and Clarification: Granted. April 11, 2022.
- SEC Informs Court of No Additional Discovery. April 15, 2022.
- SEC Files Extension to Submit Objections. April 15, 2022.
- Court Denies Garlinghouse’s Motion to Compel SEC to Produce Estabrook Notes. April 19, 2022.
- Court Denies Ripple’s Motion to Strike SEC’s Late Testimony, but Approval Expert Discovery until May 13 for Ripple to Respond to Testimony. April 19, 2022.
- SEC Request for Extension of the Deadline. April 19, 2022.
- Joint Letter Requesting Briefing Schedule. April 22, 2022.
- Order from Judge Analisa Torres Setting Briefing Schedule for Motions on Summary Judgment and Exclusion of Expert Testimony. April 28, 2022.
- SEC Letter to Judge Netburn Re-Asserting Privilege Over Hinman Speech Documents. April 29, 2022.
- Summary of Ripple’s Wells Submission. December 2020
- SEC complaint against Ripple Labs, et al. December 22, 2020.
- Ripple Labs FOIA Request for SEC Records RE: ETH Determination and PRC Crypto Control. January 25, 2021
- Ripple Labs Answer to SEC’s Complaint. January 29, 2021.
- Proposed Civil Case Management Plan and Scheduling Order and Joint Submission. February 15, 2021.
- Amended Complaint. February 18, 2021.
- Letter to Judge Analisa Torres regarding Anticipated Motion to Dismiss on behalf of Defendant Brad Garlinghouse. March 3, 2021
- Letter to Judge Analisa Torres regarding Anticipated Motion to Dismiss on behalf of Defendant Chris Larsen. March 3, 2021
- Ripple Labs Answer to SEC’s Amended Complaint. March 4, 2021.
- SEC Response to Defendant’s (Ripple) Anticipated Motion to Dismiss Letter. March 9, 2021
- Letter to Judge Analisa Torres on behalf of Defendants Garlinghouse and Larsen requesting a conference regarding SEC Requests for Production of personal financial information. March 11, 2021.
- Memorandum of Law in Support of Motion to Intervene (Deaton). March 14, 2021
- Motion to Intervene (Deaton). March 14, 2021
- Letter to Judge Analisa Torres Explaining the Motion to Intervene (Deaton). March 14, 2021
- Letter to Judge Sarah Netburn on SEC Refusal to Comply with Discovery Requests by Defendants (Ripple). March 15, 2021.
- SEC letter to Judge Sarah Netburn in opposition to Ripple Motion on Discovery Requests (Document #72). March 17, 2021
- Transcript of Hearing before Judge Sarah Netburn on SEC Discovery Requests Targeting Defendants’ Personal Information. March 19, 2021.
- Pre-motion Letter to Judge Analisa Torres on Proposed Intervenors Arguments (Deaton). March 19, 2021
- Order from Judge Analisa Torres Granting Deaton’s Motion to Appear Pro Hac Vice. March 19, 2021
- SEC letter to Judge Sarah Netburn in opposition to Ripple Motion to Compel SEC to Produce Discovery. March 22, 2021.
- Order by Judge Sarah Netburn to schedule hearing on Ripple Motion to Compel SEC to Produce Discovery. March 24, 2021.
- Ripple Reply Letter to SEC’s Response Motion on Producing Discovery. March 24, 2021.
- SEC Response to XRP Investors’ Motion to Intervene. March 26, 2021
- Defendants (Ripple) Response to XRP Investors’ Motion to Intervene. March 26, 2021
- Order by Judge Analisa Torres granting XRP Investors’ Request to Submit Motion to Intervene, with timetable for related submissions. March 29, 2021.
- Transcript of Hearing before Judge Sarah Netburn on Ripple Discovery of Internal SEC Communications and Documents. April 6, 2021
- Order by Judge Sarah Netburn granting Motion by Defendants to Reject SEC Discover of Personal Financial Information. April 9, 2021.
- Memorandum of Law in Support of Garlinghouse Motion to Dismiss. April 12, 2021.
- Memorandum of Law in Support of Larsen Motion to Dismiss (Redacted Version). April 12, 2021. (Redactions Removed and Unsealed Version Released February 18, 2022.)
- Letter to Judge Netburn on Behalf of Garlinghouse and Larsen on SEC’s Improper Use of MOUs to Foreign Regulators. April 16, 2021.
- Memorandum of Law in Support of Motion to Intervene. April 19, 2021.
- Request for Oral Arguments by Proposed Intervenors. April 19, 2021.
- Declaration of John E. Deaton in Support of Motion to Intervene. April 19, 2021.
- Proposed Intervenor-Defendant’s Answer to SEC’s First Amended Complaint. April 19, 2021.
- Letter Motion by SEC to Judge Sarah Netburn Requesting Order to Bar Ripple from Accessing Key Discovery Materials. April 21, 2021.
- SEC Memorandum of Law in Support of Motion to Strike Ripple’s Fair Notice Defense (Redacted Version) April 22, 2021. (Redactions Removed and Unsealed Version Released February 18, 2022.)
- SEC Letter to Judge Netburn Opposing Letter Motion from Garlinghouse and Larsen on Improper Use of MOUs to Foreign Regulators. April 23, 2021.
- Letter to Judge Netburn from Ripple Opposing SEC Letter Motion on Discovery. April 28, 2021.
- Supplemental Letter to Judge Netburn from Ripple on SEC’s Improper Use of MOUs to Foreign Regulators. April 29, 2021.
- Ripple, Garlinghouse and Larsen Response to Deaton and XRP Holders’ Motion to Intervene. May 3, 2021.
- SEC Memorandum of Law in Opposition to Deaton and XRP Holders’ Motion to Intervene. May 3, 2021.
- Order from Judge Netburn Granting, in Part, Ripple Letter Motion for Discovery. May 6, 2021.
- Letter Motion by SEC to Judge Netburn re: Documents Filed Under Seal. May 7, 2021.
- Exhibit D to Letter Motion by SEC to Judge Netburn with Ripple Answers and Objections (Doc. 165-4). May 7, 2021.
- Memorandum of Law from Ripple in Opposition to SEC Motion to Strike Fair Notice Defense (Redacted Version). May 13, 2021. (Redactions Removed and Unsealed Versions Released February 18, 2022.)
- SEC Memorandum of Law in Opposition to Garlinghouse and Larsen Motion to Dismiss. May 14, 2021. (Unsealed February 18, 2022.)
- XRP Holders Memorandum of Law in reply to the SEC’s Opposition to the Motion to Intervene. May 17, 2021.
- SEC Opposition to Ripple’s Response to Motion to Intervene by XRP Holders. May 17, 2021.
- Order from Judge Netburn Denying Motion by Defendants on SEC Use of Foreign MOUs. May 19, 2021.
- SEC Letter Motion to Judge Netburn Responding to Ripple’s Opposition to SEC Discovery Motion on Legal Advice Given to Defendants. May 19, 2021.
- Transcript of Hearing Before Judge Sarah Netburn on Discovery of Legal Memos to Ripple. May 21, 2021.
- SEC Memorandum of Law in Reply to Ripple’s Opposition to SEC Motion to Strike Fair Notice Defense. May 27, 2021.
- SEC Exhibit 1 (“The Cornerstone Report”). May 27, 2021.
- Order from Judge Netburn Denying SEC Motion to Compel Ripple to Produce All Legal Advice. May 30, 2021.
- SEC Letter Motion to Judge Torres Requesting 60 Day Extension of Time for Completing Discovery. June 2, 2021.
- Letter Motion for International Discovery from Defendants Garlinghouse and Larsen (Document 213). June 2, 2021.
- Larsen Memorandum of Law Replying to SEC in Further Support of Motion to Dismiss. June 4, 2021. (Unsealed February 18, 2022.)
- Letter Motion from Defendants to Judge Netburn Requesting Discovery Conference. June 4, 2021.
- Proposed Sur-reply by Ripple to SEC Memorandum of Law in Reply to Ripple’s Opposition to Motion to Strike. June 7, 2021.
- Letter Reply from SEC on Ripple’s Sur-reply. June 9, 2021.
- Memorandum of Law in Support of Garlinghouse and Larsen Motion for Issuing of Letters to Request International Judicial Assistance. June 11, 2021.
- Letter Motion for International Discovery from Defendants Garlinghouse and Larsen (Document 240). June 11, 2021.
- SEC Letter to Judge Netburn Seeking to Quash Deposition Subpoena Issued to William Hinman by Defendants. June 24, 2021.
- SEC Letter to Quash: Exhibit B- Declaration of William Hinman in Support of SEC Motion to Quash Deposition Subpoena. June 24, 2021.
- Defendants Response in Opposition to SEC’s Motion to Quash Deposition Subpoena for William Hinman. July 1, 2021.
- SEC Letter to Judge Netburn Further Supporting Motion to Quash Deposition Subpoena Issued to William Hinman by Defendants. July 8, 2021.
- Transcript of Hearing Before Judge Netburn on Motion to Quash Subpoena for Deposition of William Hinman. July 15, 2021.
- Joint Letter from Defendants and SEC to Judge Netburn on “progress made” on scope of Hinman deposition, with additional report anticipated on July 19, 2021. July 16, 2021.
- Supplemental Authority Letter to Judge Analisa Torres from Defendants Garlinghouse and Larsen on Recent Statement by Commissioners Peirce and Roisman on SEC lack of clarity on which digital assets are securities. July 19, 2021.
- Joint Letter from Defendants and SEC to Judge Netburn informing on reaching understanding on the scope of Hinman deposition. July 19, 2021.
- Supplemental Authority Letter to Judge Analisa Torres from Ripple on Recent Statement by Commissioners Peirce and Roisman. July 20, 2021.
- SEC Response Letter to Judge Analisa Torres on Defendants Letter Regarding Recent Statement by Commissioners Peirce and Roisman. July 21, 2021.
- Defendants Response to SEC Response Letter on Recent Statement by Commissioners Peirce and Roisman. July 23, 2021.
- Memorandum of Law in Support of Motion by Brad Garlinghouse on Issuance of Letter of Request for International Discovery Assistance Related to Documents from Binance Holding Ltd (Grand Cayman). August 2, 2021.
- SEC Emergency Letter Motion to Judge Netburn Requesting Discovery Conference on Ripple internal employee communications. August 9, 2021.
- Letter from Defendants to Judge Netburn Requesting a Conference to Discuss Deliberative Process Privilege. August 10, 2021.
- Ripple Response to SEC Letter Motion re: Further Discovery of Slack Messages. August 16, 2021.
- SEC Response to Ripple’s Letter Motion to Compel Production of Discovery Materials. August 17, 2021.
- Exhibit B to SEC Response to Motion to Compel: Limited Excerpts of Hinman Deposition with Redactions. August 17, 2021.
- SEC Motion to Seal Portions of Hinman Deposition and Privilege Logs. August 17, 2021.
- Defendants’ Letter Response to SEC Opposition to Motion to Compel. August 23, 2021.
- Defendants’ Letter Motion to Compel SEC Preclearance Trading Documents & Certifications of SEC employees’ XRP holdings, and Exhibits. August 27, 2021.
- Chris Larsen Letter Motion to Compel SEC Interrogatory Responses, and Exhibits. August 31, 2021.
- Motion for Lilya Tessler to Appear Pro Hac Vice for amicus curiae Chamber of Digital Commerce. August 31, 2021. [Denied and Stricken from docket pending proper Motion for Leave. September 1, 2021.]
- Transcript of Hearing Before Judge Sarah Netburn on SEC Opposition to Motion to Compel Arguing Deliberative Process Privilege. August 31, 2021.
- SEC Response to Defendants’ Motion to Compel SEC Preclearance Trading Documents on Digital Assets. September 3, 2021.
- Ripple’s Response to SEC Motion to Compel Production of Recordings of Meetings. September 7, 2021.
- SEC Response to Motion to Compel Interrogatory Responses. September 8, 2021.
- Ripple and Larsen Letter Response to SEC Reply on Motion to Compel Interrogatory Responses. September 15, 2021.
- Ripple Motion to Seal Excerpts of 2 Exhibits in Motion to Compel Interrogatory Responses. September 16, 2021.
- Order from Judge Netburn Denying Defendants’ Motion to Compel SEC Preclearance Trading Documents & Certifications of SEC Employees’ XRP Holdings. September 21, 2021.
- Letter Motion from Defendants Requesting In Camera Review of SEC Documents Submitted After Hearing. September 24, 2021.
- Letter Motion by SEC Seeking Conference and Protective Order Against Defendants’ 29,947 Requests for Admission. September 29, 2021.
- Letter Reply by Brad Garlinghouse and Chris Larsen to SEC Assertion of Privilege Over Discovery Documents, including “XRP Memo” of June 13, 2018. (Includes Summary Chart of Documents Submitted for In Camera Review.) September 30, 2021.
- Order by Judge Analisa Torres Granting Amici Status to Movants. October 4, 2021.
- Letter Response from Defendants in Opposition to SEC Request for Conference and Protective Order. October 7, 2021.
- Memo Endorsement of Defendants’ Motion Requesting In Camera Review of Additional SEC Documents. October 7, 2021. (Entered October 8, 2021)
- Response from Brad Garlinghouse and Chris Larsen to SEC’s Supplemental Authority in Opposition to Motion to Dismiss. October 12, 2021.
- SEC Response to Defendants’ Response to SEC’s Motion Seeking Conference and Protective Order. October 12, 2021.
- SEC Reply in Support of Order to Compel Ripple on Audio/Video Recordings. October 13, 2021.
- SEC Response to Ripple’s Motion to Seal Transcripts of Audio/Video Recordings. October 14, 2021. [Ripple’s Motion was filed under seal on October 14, 2021.]
- SEC Letter with Submission of Three Additional Documents for In Camera Review. October 15, 2021.
- SEC Letter Requesting Extension of Expert Discovery and Exhibits. October 15, 2021.
- Ripple Letter in Opposition to SEC Request for Extension of Expert Discovery. October 18, 2021.
- Letter Motion from John E. Deaton to Judge Torres Requesting the Court Consider XRP Holders’ Perspective on SEC Request for Extension of Expert Discovery. October 19, 2021.
- Order from Judge Sarah Netburn Denying XRP Holders’ Request to Submit Statement on SEC Request for Extension of Expert Discovery. (Text-Only Order) October 20, 2021.
- Order from Judge Sarah Netburn Granting SEC Motion to Extend Expert Discovery to January 14, 2022. October 20, 2021.
- Order from Judge Netburn on Defendants’ Motion to Compel on Interrogatories and SEC Request for Protective Order Against Defendants’ 29,947 RFAs. October 21, 2021.
- Letter Motion from Ripple, Brad Garlinghouse and Chris Larsen to Seal Exhibits with Letter Reply to SEC’s Letter with Submission of Documents for In Camera Review. October 22, 2021.
- Letter Reply and Request for Conference from Ripple, Brad Garlinghouse and Chris Larsen to SEC’s Letter with Submission of Documents for In Camera Review. October 22, 2021.
- Order from Judge Sarah Netburn granting Defendant’s motion to seal. (Text-Only Order). October 28, 2021.
- Order from Judge Sarah Netburn on Plaintiff’s motion to Compel Ripple recordings (Text-Only Order). November 8, 2021.
- Order from Judge Sarah Netburn for Parties to Submit Supplemental Briefs on Motion to Compel. December 3, 2021.
- Supplemental Brief on Motion to Compel from Defendants regarding Deliberative Process Privilege. December 8, 2021.
- Supplemental Brief on Motion to Compel from SEC regarding Deliberative Process Privilege. December 8, 2021.
- Joint Request from SEC and Defendants for Extension of Time for Expert Discovery. December 10, 2021.
- SEC Letter of Supplemental Authority of Fife to Strike Fair Notice Defense. January 6, 2022.
- Ripple Response to SEC Letter of Supplemental Authority Citing Fife. January 10, 2022.
- Joint Letter to Judge Torres Requesting Extension of Expert Discovery. January 12, 2022.
- Order from Judge Sarah Netburn Approving Joint Motion for Extension of Expert Discovery. January 13, 2022.
- Opinion and Order from Judge Sarah Netburn Partially Granting Defendants’ Motion to Compel SEC to Produce Documents. January 13, 2022.
- SEC Letter to Judge Sarah Netburn Asking for Reconsideration of Order Compelling Production of Drafts of Hinman Speech. January 21, 2022.
- SEC Letter to Judge Analisa Torres Asking for Extension of Time to File Objections. January 21, 2022.
- Defendants’ Response in Opposition to SEC Letter Asking for Reconsideration. January 24, 2022.
- Order Granting in Part SEC Motion for Extension of Time to File Objections (Text-only Order). January 24, 2022.
- SEC Letter of Supplemental Authority in Support of Pending Motion to Strike Ripple Fair Notice Defense. January 27, 2022.
- Ripple Response to SEC Letter of Supplemental Authority in Support of Pending Motion to Strike Fair Notice Defense. January 27, 2022.
- Order by Judge Torres Granting in Part, and Denying in Part, Defendants’ Motions to Seal Exhibits in Motion to Dismiss and Response to Motion to Strike Fair Notice Defense. February 3, 2022.
- Ripple Sur-reply in Opposition to SEC’s Motion to Strike Fair Notice Defense. February 9, 2022.
- Ripple Sur-reply, Exhibit A. February 9, 2022.
- Garlinghouse Motion to Compel Estabrook Notes from SEC, with Exhibits. February 10, 2022.
- SEC Motion for Extension in Response to Garlinghouse Motion to Compel Estabrook Notes. February 11, 2022.
- Garlinghouse Response in Opposition to SEC Motion for Extension on Estabrook Notes. February 11, 2022.
- Letter from Larsen Agreeing to Unsealing Both Legal Memos with No Redactions, and Larsen Email with One Redaction, in Exhibit. February 17, 2022.
- SEC Motion for Partial Reconsideration of Ruling on DPP of Hinman Speech Emails and Meetings Notes. February 17, 2022.
- Order by Judge Analisa Torres Unsealing Larsen Letter, 2012 Perkins Coie Legal Memos and Other Documents. February 18, 2022.
- Unsealed Legal Memo from Perkins Coie Regarding NewCoin, Dated February 8, 2012. February 18, 2022.
- Unsealed Legal Memo from Perkins Coie Regaring Ripple Network/OpenCoin, Dated October 19, 2012. February 18, 2022.
- SEC’s Sur-Sur-Reply In Support of its Motion to Strike. February 22, 2022.
- Ripple’s Response to SEC’s Sur-Sur-Reply In Support of its Motion to Strike. February 22, 2022.
- SEC’s Response to Ripple’s Response to Sur-Sur-Reply. February 23, 2022.
- SEC’s Motion in Opposition to Garlinghouse’s Request for Conference. February 24, 2022.
- Defendants’ Letter Response in Opposition to SEC’s Motion for Partial Consideration on DPP on Hinman Speech, Emails and Meetings Notes. February 25, 2022.
- Garlinghouse Response to SEC Opposition to Motion to Compel Discovery of Estabrook Notes on 2019 Roisman-Ripple Meeting. February 28, 2022.
- Order by Judge Analisa Torres Denying SEC Motion to Strike Ripple’s Fair Notice Defense. March 11, 2022.
- Order by Judge Analisa Torres Denying Motions by Garlinghouse and Larsen to Dismiss. March 11, 2022.
- SEC’s Motion for a Two-Day Extension. March 14, 2022.
- SEC’s Supplemental Letter to a Motion to Dismiss Internal SEC Documents as Irrelevant. March 14, 2022.
- Ripple’s Request to Extend Deadline to SEC’s Claim of Irrelevant Documents. March 15, 2022.
- SEC’s Opposition to Ripple’s Motion to Strike Metz’s Supplemental Report. March 18, 2022.
- SEC’s Motion to Extend Discovery. March 21, 2022.
- Ripple’s Response to SEC’s Supplemental Letter to Motion to Dismiss Documents. March 21, 2022.
- Ripple’s Opposition to SEC’s Request for an Extension. March 21, 2022.
- Order Granting SEC Motion to Extend Discovery. March 23, 2022.
- Individual Defendants First Request for an Extension. March 23, 2022
- SEC’s Request to Redact Portions of Private Notes. March 23, 2022.
- Ripple’s Letter to Support Request for Conference. March 24, 2022.
- Order Granting Individual Defendant’s Motion for an Extension. March 25, 2022.
- Order Granting Motion for Extension of Time to Respond to SEC’s Motion to Redact Notes. March 28, 2022.
- Individual Defendants’ Response to SEC Request to Redact. April 4, 2022.
- Court Order for SEC to Produce Redacted Notes for Review. April 5, 2022.
- SEC Submits Letter to Correct Date of Earlier Testimony. April 6, 2022.
- Defendant Brad Garlinghouse’s Response to SEC’s First Amended Complaint. April 8, 2022.
- Defendant Chris Larsen’s Response to SEC’s First Amended Complaint. April 8, 2022.
- SEC Memo Regarding Redacted Notes. April 11, 2022.
- DPP Reconsideration of Court’s Clarification Opinion – Reconsideration: Denied and Clarification: Granted. April 11, 2022.
- SEC Informs Court of No Additional Discovery. April 15, 2022.
- SEC Files Extension to Submit Objections. April 15, 2022.
- Court Denies Garlinghouse’s Motion to Compel SEC to Produce Estabrook Notes. April 19, 2022.
- Court Denies Ripple’s Motion to Strike SEC’s Late Testimony, but Approval Expert Discovery until May 13 for Ripple to Respond to Testimony. April 19, 2022.
- SEC Request for Extension of the Deadline. April 19, 2022.
- Joint Letter Requesting Briefing Schedule. April 22, 2022.
- Order from Judge Analisa Torres Setting Briefing Schedule for Motions on Summary Judgment and Exclusion of Expert Testimony. April 28, 2022.
- SEC Letter to Judge Netburn Re-Asserting Privilege Over Hinman Speech Documents. April 29, 2022.
- Defendants Request Extension to Respond to SEC’s Attorney-Client Privilege Claim. May 2, 2022.
- Order Granting Defendants’ Request for Extension. May 3, 2022.
- SEC’s Letter to Judge Netburn for Leave to File Reply. May 3, 2022.
- Defendants’ Response in Opposition to SEC’s Request for Leave to File. May 3, 2022.
- Order Granting SEC’s Request for Leave to File Reply. May 4, 2022.
- Extension for Filing Attorney’s Fees. May 13, 2022.
- Ripple’s Response to SEC Attorney Client Privilege Claim. May 13, 2022.
- Letter Request from Ripple & Defendants for Approval to Exceed Page Limits on New Motion to Compel, and Briefing Schedule. May 17, 2022.
- Order Granting Defendant’s Motion for Leave to File Excess Pages. May 18, 2022.
- Defendant’s Motion to Compel the SEC Regarding the Deficient Responses to Ripple Defendants’ Fourth Set of Request for Admissions. May 18, 2022.
- SEC’s Letter Reply Regarding Attorney-Client Claim Over SEC Documents. May 18, 2022.
- Amici curiae Letter to Judge Analisa Torres from John Deaton Seeking Leave to File Amicus Brief Regarding Opinions of SEC expert Patrick B. Doody, and Exhibits. May 21, 2022.
John Deaton, et al v. Elad Roisman as Acting SEC Chairman, SEC
U.S. District Court , District of Rhode Island (Providence), CASE #: 1:21-cv-00001-WES-PAS
- Petition for Writ of Mandamus. January 1, 2021.
- John E. Deaton FOIA Request to SEC (re: Clayton, Grundfest, Brooks) – January 19, 2021
- SEC FOIA Acknowledgment Letter – January 21, 2021
- John E. Deaton FOIA Request to SEC (re: public warning) – February 5, 2021
- SEC FOIA Acknowledgment Letter – February 9, 2021
- John E. Deaton FOIA Request to SEC (re: MoneyGram) – March 5, 2021
- Respondents’ Motion to Dismiss. March 5, 2021.
- SEC FOIA Acknowledgment Letter. March 8, 2021
- John E. Deaton Appeal for Clayton Official Calendar. November 23, 2021.
- John E. Deaton Appeal for Hinman Official Calendar. November 23, 2021.
- SEC Response to Deaton FOIA Request for Grundfest Letter. December 9, 2021.
- The Grundfest Letter (Sent to Commissioners on December 17, 2020). Obtained by Deaton via FOIA. December 9, 2021.
- SEC Appeal Response on Clayton, Hinman Official Calendars. December 22, 2021.
U.S. SEC v. LBRY, Inc.
U.S. District Court, District of New Hampshire, Case No. 1:21-cv-00260-PB
- SEC Complaint Against LBRY. March 29, 2021.
- LBRY’s Answer to the SEC Complaint. June, 7, 2021.
- Motion for Summary Judgement. May 5, 2022.
- Motion to Strike Plaintiff’s Statement of Undisputed Facts. May 10, 2022.
Tetragon Financial Group Limited v. Ripple Labs Inc.,
U.S. District Court , District of Deleware (Wilmington), C.A. No. 2021-0007-MTZ
- Summary Judgement. March 19, 2021.
U.S. SEC v. W.J. Howey Co.
U.S. Supreme Court. 328 U.S. 293 (1946).
- Opinion of the Court, and Dissent. May 27, 1946.
U.S. SEC v. Telegram Group Inc. & Ton Issuer Inc.
U.S. District Court, Southern District of New York, CASE #: 1:19-cv-09439
U.S. v. Steven Nerayoff and Michael Hlady
U.S. District Court, Eastern District of New York (Criminal), CASE #: 1:20-cr-00008
- Criminal Complaint and Affidavit of Support of Application for Arrest Warrants. September 17, 2019.
- Criminal Indictment. Charges by Grand Jury. January 10, 2020.
Regulatory Issues
President Biden’s Executive Order Regarding Crypto
In the Matter of BlockFi Lending LLC, Respondent. (SEC Administrative Proceeding, File No. 3-20758)
- Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of Securities Act of 1933 and Section 9(f) of Investment Act of 1940, Making Findings and Imposing a Cease-and-Desist Order. (aka BlockFi Settlement) February 14, 2022.
- Statement of Dissent by Commissioner Hester Peirce. February 14, 2022.
Rep McHenry Bipartisan Letter Urging Secretary Yellen to Clarify Digital Asset Reporting Requirements
Money and Payments: The U.S. Dollar in the Age of Digital Transformation
SEC Commissioners Peirce and Roisman’s Statement on Chair Gensler’s Regulatory Agenda – Falling Further Back
President’s Working Group on Financial Markets Report and Recommendations on Stablecoins
- Report on Stablecoins. 11/1/21.
SEC Commissioner Hester Peirce’s speech, Lawless in Austin, at the Texas Blockchain Summit.
Rep. McHenry’s Letter to SEC Chair Gary Gensler requesting clarity after “a series of concerning and apparently self-contradicting public statements regarding crypto assets and other innovative technologies”.
- Rep. Patrick McHenry Letter to SEC Chair Gensler. House Financial Services Committee (Ranking Member). 10/4/2021.
Sen. Toomey Letter to SEC Chair Gary Gensler pressing for regulatory clarity on cryptocurrencies, and an attached list of questions.
- Sen. Toomey Letter to SEC Chair Gensler and Questions. Senate Banking Committee, Ranking Member’s Office. 9/24/2021.
SEC Commissioner Hester Peirce’s statement in the matter of Poloniex, LLC.
- Public Statement by Commissioner Peirce. 8/9/2021.
SEC Chairman Gary Gensler’s letter to Sen. Warren asking for jurisdiction of all exchanges of digital assets.
- Letter from SEC Chair Gary Gensler to Sen. Warren. Office of SEC Chair Gary Gensler. 8/5/2021.
Sen. Warren Letter to Secretary Yellen on the need to mitigate the growing risks that cryptocurrencies pose to the financial system.
- Sen. Warren Letter to Secretary Yellen. Office of Sen. Elizabeth Warren. 7/26/2021.
Sen. Warren Letter to SEC Chair Gary Gensler asking about the risks posed by cryptocurrency exchanges.
- Sen. Warren Letter to SEC Chair Gary Gensler. Office of Sen. Elizabeth Warren. 7/8/2021.
SEC Commissioners Hester Peirce and Elad Roisman statement in the matter of Coinschedule
- Public Statement by Commissioners Peirce and Roisman. U.S. Securities and Exchange Commission. July 14, 2021.
Senate Confirmation of Gary Gensler as Chairman of the U.S. Securities & Exchange Commission
- Written Testimony by Gary Gensler. Senate Committee on Banking, Housing and Urban Development. March 2, 2021.
- Nomination Hearing for Gary Gensler to be Chair of the U.S. Securities and Exchange Commission. Senate Committee on Banking, Housing and Urban Development. March 2, 2021. (VIDEO)
Safe Harbor Proposal (2021) from Commissioner Hester Peirce
- Proposed Securities Act Rule 195. Time-limited exemption for Tokens. April 13, 2021.
- Token Safe Harbor Proposal 2.0. Public Statement by Commissioner Hester Peirce. U.S. Securities and Exchange Commission. April 13, 2021.
Legislation
- Digital Commodity Exchange Act of 2022 – Create a definition for “digital commodity” and allow the CFTC to oversee companies issuing or letting people trade these types of tokens, while having the Securities and Exchange Commission (SEC) continue to oversee tokens that fall under U.S. securities laws.
- Stablecoin Innovation and Protection Act of 2022 – To provide for the regulation of qualified stablecoin issuers, and for other purposes.
- Full text of the bill
- Statement by sponsor(s)
- Legislative status
- America COMPETES Act – To require the Federal Trade Commission and the Secretary of Commerce to conduct studies and submit reports on the impact of artificial intelligence and other technologies on United States businesses conducting interstate commerce, and for other purposes.
- Legislative status
- A Bill to amend the Federal Reserve Act – To prohibit the Federal reserve banks from offering certain products or services directly to an individual, and for other purposes.
- Legislative status
- Keep Innovation in America Act – A bipartisan solution to the Infrastructure and Jobs Act’s poorly constructed digital asset reporting requirements. Introduced November 18, 2021.
- Full text of the bill
- Statement by sponsor(s)
- Legislative status
- Clarity for Digital Tokens Act of 2021 (H.R. 5496) – A bill to amend the Securities Act of 1933 to provide a safe harbor for transactions in certain tokens, and for other purposes. Introduced October 5, 2021.
- Digital Asset Market Structure and Investor Protection Act (H.R. 4741) – A bill to to provide for the regulation of digital assets, and for other purposes. Introduced July 28, 2021.
- Securities Clarity Act (H.R. 4451) – A bill to amend the securities law to exclude investment contract assets from the definition of a security. Introduced July 16, 2021.
- Eliminate Barriers to Innovation Act (H.R. 1602) – A bill to direct the Commodity Futures Trading Commission and the Securities and Exchange Commission to jointly establish a digital asset working group, and for other purposes. Introduced March 9, 2021. Passed the U.S. House of Representatives on April 20, 2021.
- Token Taxonomy Act (H.R. 1628) – A bill to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to exclude digital tokens from the definition of a security, to direct the Securities and Exchange Commission to enact certain regulatory changes regarding digital units secured through public key cryptography, to adjust taxation of virtual currencies held in individual retirement accounts, to create a tax exemption for exchanges of one virtual currency for another, to create a de minimis exemption from taxation for gains realized from the sale or exchange of virtual currency for other than cash, and for other purposes. Introduced March 8, 2021.
U.S. Federal Personnel & Internal Documents
This tab includes U.S. government documents detailing internal communications or federal personnel information, either made available to the public through disclosure forms or obtained via requests submitted under the Freedom of Information Act (FOIA).
- FINANCIAL DISCLOSURES: William Hinman, SEC Director of Corporation Finance (2017-2020)
- THE HINMAN EMAILS (Obtained by Empower Oversight via FOIA)
- Billing Records Request (May-June 2017)
- Simpson Thacher Payments to Hinman Discussed with SEC Ethics (May 2017)
- SEC Memo Where Hinman Says All Matters Will Be Screened by Ethics for Conflicts (May 2017)
- Hinman Refers Business to Simpson Thacher’s China Office (July 2017)
- Hinman Given Explicit Warning Never to Meet with Simpson Thacher (January 2018)
- Hinman’s IRA Rollover (February 2018)
- $4.68M in “Retirement Income” (April 2019)
- The Hinman-Bonnie Emails (June 2017-September 2020)